NC Education Code · Regulation

Title 16 — root / Chapter 06 — 16 NCAC 06C .0313

Plain English summary

This rule governs how Local Education Agencies (LEAs) must conduct and handle criminal history checks for job applicants and current employees. LEAs must not base employment decisions solely on a Department of Justice computer printout and must obtain certified conviction records or consult legal counsel before acting. The rule also requires secure, paper-only storage of criminal history data and mandates notification to the State Board of Education when a licensed employee is found to have a criminal history.

Key requirements

  • An LEA may obtain criminal history checks on applicants for employment as provided in G.S. 115C-332 and on applicants and current employees as provided in G.S. 114-19.2(a).
  • An LEA shall not make any employment decision based solely upon the criminal history check (computer printout) provided by the Department of Justice.
  • An LEA shall obtain from the repository of the record a certified copy of the applicant's or employee's conviction or shall consult with legal counsel prior to making a final employment decision based on the conviction.
  • An LEA shall maintain data from a criminal history check from Department of Justice in paper format only, in a locked, secure place, separate from the individual's personnel file.
  • Only those officials who have been designated by the local board of education as having a need to know the results of a criminal history check may obtain access to the records.
  • Certified copies of records of convictions are public records and need not be maintained in accordance with this Rule.
  • In the event that the LEA discovers as a result of a criminal history check from Department of Justice that any applicant or employee who possesses a license issued by the SBE has a criminal history, the LEA shall notify in writing the SBE office of legal counsel.
  • The LEA shall submit to that office a certified copy of the record of conviction or convictions or information of where to obtain the record of conviction, including the person's name, criminal case number and the county of conviction.
  • The office of legal counsel may initiate license revocation as appropriate.
  • Nothing in this Rule is intended to prohibit suspension with or without pay or demotion or dismissal pursuant to the provisions of G.S. 115C-325 without any requirement that there be actual conviction of a crime.

Affected parties

  • Local Education Agencies (LEAs)
  • Local boards of education
  • Applicants for LEA employment
  • Current LEA employees
  • State Board of Education (SBE)
  • SBE office of legal counsel
  • Licensed educators employed by LEAs

Official source

http://reports.oah.state.nc.us/ncac/title 16 - education/chapter 06 - elementary and secondary education/subchapter c/16 ncac 06c .0313.pdf